Profile #285344

Implementing and leading a high-standard compliance & governance framework at A.P. Møller Capital, a Manager of Alternative Investment Funds/EU AIFM and at the Dubai Branch office - both entities regulated by the national Financial Supervisory Authority/FSAs - and at the the Singapore and Dutch entities from when established.

Maintaining a high standard Compliance framework with effective governance structure, while keeping a business perspective, incl. Annual wheel, efficient risk assessment, review plan, reporting to Board and Executive Management, on regulatory (AML, ABC, MAR, COI, Valuation, EU Taxonomy/SFDR, GDPR, Sanctions, etc.), business critical and reputational issues.

Staffing and manage the Compliance Team

Key stakeholder management incl. advising the Board of Directors, the Executive Board, Investment Team and colleagues, external advisors, etc.

Active stakeholder in pre-investment due diligence of investment targets, Investment Committee presentations and compliance sign off.

Lead and manage the relationship with the FSAs in Denmark and Dubai

- Member of the APMC Risk & ESG Committee and APMC Branch Management Committee

Head of Group Compliance & Operational Risk, Sparinvest S.A., Luxembourg/Copenhagen office, Manager of listed securities/UCITS and AIFM. Responsible for Compliance and procedures in the Sparinvest Group companies; Luxembourg, Denmark, Sweden, France, UK. Key responsibilities:
- Proposal of strategy on governance processes and operational risk framework
- Ensure cross-Group implementation of value-added, effective, compliant, supportive, and structured processes
- Team and project management incl. stakeholder analysis and involvement of internal and external stakeholders in and outside Europe
- Process framework monitoring and audits, in-depth knowledge of processes, process analysis ensuring proper and efficient implementation of strategic initiatives and regulatory requirement
- Identify, register, and report company and regulatory operational risks incl. risk assessment, incident reporting, plan of actions reducing risks
- Follow-up and report to Management and Board of Directors of the Group, each Group company, the Mutual funds (UCITS & AIF’s) and the Client portfolios managed.