Profile #285344

Extensive experience within governance, strategy, process optimization, compliance & risk, 15+ years as Head of Compliance and 25+ years within the international financial sector. Business, strategic & risk oriented and high experience working at Board/Executive level. As head of dept., structured, staff development, target & performance measures.

Head Compliance Governance Process optimering Executive Procesoptimering High standard Risk based Business development Corporate  

Updated 23. juni 2024
My education
1987 - 1993


Aarhus Universitet

Educational area: Organisation & Ledelse
Period: september 1987 - marts 1993
My work experience
2017 - 2023

Head of Compliance

A.P. Møller Capital

Implementing and leading a high-standard compliance & governance framework at A.P. Møller Capital, a Manager of Alternative Investment Funds/EU AIFM and at the Dubai Branch office - both entities regulated by the national Financial Supervisory Authority/FSAs - and at the the Singapore and Dutch entities from when established.
  • Maintaining a high standard Compliance framework with effective governance structure, while keeping a business perspective, incl. Annual wheel, efficient risk assessment, review plan, reporting to Board and Executive Management, on regulatory (AML, ABC, MAR, COI, Valuation, EU Taxonomy/SFDR, GDPR, Sanctions, etc.), business critical and reputational issues.
  • Staffing and manage the Compliance Team
  • Key stakeholder management incl. advising the Board of Directors, the Executive Board, Investment Team and colleagues, external advisors, etc.
  • Active stakeholder in pre-investment due diligence of investment targets, Investment Committee presentations and compliance sign off.
  • Lead and manage the relationship with the FSAs in Denmark and Dubai
  • - Member of the APMC Risk & ESG Committee and APMC Branch Management Committee
    Work area: Ledelse & Planlægning
    Period: august 2017 - januar 2023
    2007 - 2017

    Head of Group Compliance & Operational Risks

    Sparinvest S.A.

    Head of Group Compliance & Operational Risk, Sparinvest S.A., Luxembourg/Copenhagen office, Manager of listed securities/UCITS and AIFM. Responsible for Compliance and procedures in the Sparinvest Group companies; Luxembourg, Denmark, Sweden, France, UK. Key responsibilities:
    - Proposal of strategy on governance processes and operational risk framework
    - Ensure cross-Group implementation of value-added, effective, compliant, supportive, and structured processes
    - Team and project management incl. stakeholder analysis and involvement of internal and external stakeholders in and outside Europe
    - Process framework monitoring and audits, in-depth knowledge of processes, process analysis ensuring proper and efficient implementation of strategic initiatives and regulatory requirement
    - Identify, register, and report company and regulatory operational risks incl. risk assessment, incident reporting, plan of actions reducing risks
    - Follow-up and report to Management and Board of Directors of the Group, each Group company, the Mutual funds (UCITS & AIF’s) and the Client portfolios managed.
    Work area: Ledelse & Planlægning
    Period: september 2007 - august 2017
    My skills and abilities
    aifm business development compliance corporate governance executive financial markets management process optimization project management risk ucits
    Skills at working proficiency
    danish english scandinavian
    My preferences
    Job type
    Work areas
    Bank & Forsikring Jura Ledelse & Planlægning Politik & Samfund Produktion Projektledelse Rådgivning & Support Topledelse Transport & Logistik Økonomi & Forvaltning
    Contact me!