Extensive experience within governance, strategy, process optimization, compliance & risk, 15+ years as Head of Compliance and 25+ years within the international financial sector. Business, strategic & risk oriented and high experience working at Board/Executive level. As head of dept., structured, staff development, target & performance measures.

Head Compliance Governance Process optimering Executive Procesoptimering High standard Risk based Business development Corporate  

Opdateret 27. oktober 2024
Min uddannelse
1987 - 1993

Cand.oecon.

Aarhus Universitet

Uddannelsesområde: Organisation & Ledelse
Periode: september 1987 - marts 1993
Min erhvervserfaring
2017 - 2023

Head of Compliance

A.P. Møller Capital

Implementing and leading a high-standard compliance & governance framework at A.P. Møller Capital, a Manager of Alternative Investment Funds/EU AIFM and at the Dubai Branch office - both entities regulated by the national Financial Supervisory Authority/FSAs - and at the the Singapore and Dutch entities from when established.
  • Maintaining a high standard Compliance framework with effective governance structure, while keeping a business perspective, incl. Annual wheel, efficient risk assessment, review plan, reporting to Board and Executive Management, on regulatory (AML, ABC, MAR, COI, Valuation, EU Taxonomy/SFDR, GDPR, Sanctions, etc.), business critical and reputational issues.
  • Staffing and manage the Compliance Team
  • Key stakeholder management incl. advising the Board of Directors, the Executive Board, Investment Team and colleagues, external advisors, etc.
  • Active stakeholder in pre-investment due diligence of investment targets, Investment Committee presentations and compliance sign off.
  • Lead and manage the relationship with the FSAs in Denmark and Dubai
  • - Member of the APMC Risk & ESG Committee and APMC Branch Management Committee
    Arbejdsområde: Ledelse & Planlægning
    Periode: august 2017 - januar 2023
    2007 - 2017

    Head of Group Compliance & Operational Risks

    Sparinvest S.A.

    Head of Group Compliance & Operational Risk, Sparinvest S.A., Luxembourg/Copenhagen office, Manager of listed securities/UCITS and AIFM. Responsible for Compliance and procedures in the Sparinvest Group companies; Luxembourg, Denmark, Sweden, France, UK. Key responsibilities:
    - Proposal of strategy on governance processes and operational risk framework
    - Ensure cross-Group implementation of value-added, effective, compliant, supportive, and structured processes
    - Team and project management incl. stakeholder analysis and involvement of internal and external stakeholders in and outside Europe
    - Process framework monitoring and audits, in-depth knowledge of processes, process analysis ensuring proper and efficient implementation of strategic initiatives and regulatory requirement
    - Identify, register, and report company and regulatory operational risks incl. risk assessment, incident reporting, plan of actions reducing risks
    - Follow-up and report to Management and Board of Directors of the Group, each Group company, the Mutual funds (UCITS & AIF’s) and the Client portfolios managed.
    Arbejdsområde: Ledelse & Planlægning
    Periode: september 2007 - august 2017
    Mine kompetencer
    Evner
    aifm business development compliance corporate governance executive financial markets management process optimization project management risk ucits
    Sprog på arbejdsniveau
    danish english scandinavian
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